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Net capital rule
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451	July 5, 2011 VIA ELECTRONIC MAIL Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-06 13:31:59 United States housing bubble Financial services Financial markets Net capital rule Credit rating agency Broker-dealer Securities Exchange Act Dodd–Frank Wall Street Reform and Consumer Protection Act Security Finance Financial economics Financial system
452	Microsoft Word - SEC--Credit Ratings--Exchange Act _2_ _2_ _3_.docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-21 14:30:57 United States housing bubble Financial markets Fixed income securities Structured finance Financial services Nationally recognized statistical rating organization Net capital rule Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Finance Financial economics Financial system
453	TR-100 Page 1 STATE OF MISSOURI DIVISION OF FINANCE P.O. Box 716 Add to Reading List Source URL: finance.mo.gov Language: English - Date: 2014-08-04 06:40:02 Financial statements Generally Accepted Accounting Principles Balance sheet United States housing bubble Income statement Income tax in the United States Asset Regulation S-K Net capital rule Accountancy Finance Business
454	UNITED STATES or AMERICA Before the SECURITIES AND EXCHANGE COHMlSSION In the Metter of MILLARD M. MIEIl Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-30 21:00:05 Financial system 73rd United States Congress United States Securities and Exchange Commission Financial markets Securities Exchange Act Broker-dealer Net capital rule U.S. Securities and Exchange Commission Security United States securities law Financial economics Finance
455	ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-20 11:11:19 Financial system United States Securities and Exchange Commission 73rd United States Congress Financial markets Net capital rule United States housing bubble Securities Exchange Act Broker-dealer U.S. Securities and Exchange Commission United States securities law Financial economics Finance
456	Initial Decision-Private Proceedings Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-13 16:41:49 Security U.S. Securities and Exchange Commission Financial regulation SEC filings Investment Financial economics Stock market Net capital rule United States housing bubble
457	ADrlINISTRATIVE FILE NO[removed]UNITED SECURITIES Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-26 14:46:11 Net capital rule United States housing bubble Financial markets Broker-dealer Security Overdraft Financial economics Finance Investment
458	Commission Finality Order, Release No[removed], March 2, 1967 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-03-20 10:59:23 Financial system Financial markets Finance Broker-dealer Fixed income market Net capital rule Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission United States securities law Financial economics United States Securities and Exchange Commission
459	ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before _the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-06 16:15:09 Finance Net capital rule United States housing bubble Desautels Broker-dealer Securities Exchange Act Financial economics United States securities law Financial system
460	LAS VEGAS CONVENTION AND VISITORS AUTHORITY BROKER/DEALER QUESTIONNAIRE LAS VEGAS CONVENTION AND VISITORS AUTHORITY FINANCE DEPARTMENT Add to Reading List Source URL: www.lvcva.com Language: English - Date: 2012-12-24 12:41:56 Financial system Financial services Net capital rule United States housing bubble Broker-dealer Security Financial Industry Regulatory Authority Registered Investment Advisor Registered representative Financial economics Finance United States securities law

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